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  • Writer's pictureInchmead

FCA Regulation Application

We have been instructed by a Swiss-registered financial brokerage and family office to apply for FCA regulation to conduct regulated business in the United Kingdom. The application will cover Chapter VI ‘Arranging Deals in Investments’.

The engagement will be undertaken by Vince Harvey, Partner of Regulation, and Graham Arnott, Partner of Complex Matters.

1 Comment

Apr 29

Fact is Graham Arnott (Inchmead Ltd. & Jade State Wealth is not FCA regulated and never should be.

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